Filing Details
- Accession Number:
- 0001209191-12-013869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 13:13:30
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 13:13:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1330421 | Bazaarvoice Inc | BV | Services-Prepackaged Software (7372) | 202908277 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192362 | D Richard Frisbie | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1192451 | P Kenneth Lawler | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1192462 | J Thomas Crotty | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1199925 | David R Tabors | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1199926 | R Scott Tobin | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1354177 | Sunil Dhaliwal | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1354614 | Maurice Michael Brown | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1404868 | H Roger Lee | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1407201 | Battery Ventures Viii Lp | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No | |
1542631 | Battery Partners Viii, Llc | C/O Battery Ventures 930 Winter Street, Suite 2500 Waltham MA 02451 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-29 | 50,000 | $0.00 | 4,585,885 | No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
Common Stock | Acquisiton | 2012-02-29 | 3,309,306 | $0.00 | 7,895,191 | No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
Common Stock | Acquisiton | 2012-02-29 | 884,615 | $0.00 | 8,779,806 | No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
Common Stock | Disposition | 2012-02-29 | 877,981 | $12.00 | 7,901,825 | No | 4 | S | Indirect | By Battery Ventures VIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
No | 4 | C | Indirect | By Battery Ventures VIII, L.P. |
No | 4 | S | Indirect | By Battery Ventures VIII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-02-29 | 50,000 | $0.00 | 50,000 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2012-02-29 | 3,309,306 | $0.00 | 3,309,306 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2012-02-29 | 884,615 | $0.00 | 884,615 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.
- The reported securities are owned directly by Battery Ventures VIII, L.P. The sole general partner of Battery Ventures VIII, L.P. is Battery Partners VIII, LLC. Neeraj Agrawal, Michael Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and have voting and investment power over the shares held by Battery Ventures VIII, L.P. Each of Messrs. Agrawal, Brown, Crotty, Dhaliwal, Frisbie, Lawler, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Series C Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.
- The Series D Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.