Filing Details
- Accession Number:
- 0001181431-12-012793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 09:27:45
- Reporting Period:
- 2012-02-27
- Filing Date:
- 2012-02-29
- Accepted Time:
- 2012-02-29 09:27:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911326 | Synageva Biopharma Corp | GEVA | Biological Products, (No Disgnostic Substances) (2836) | 561808663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532217 | Chris Heberlig | Synageva Biopharma Corp. 128 Spring St Ste 520 Lexington MA 02421 | Vice President, Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2012-02-27 | 4,500 | $0.95 | 4,500 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2012-02-27 | 4,500 | $36.88 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-27 | 4,500 | $0.00 | 12,377 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,877 | 2019-07-01 | No | 4 | M | Direct |
Footnotes
- The sale of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2011.
- The Stock Option granted the reporting person an option to purchase 12,377 shares Common Stock (the "Shares"). 25% of the Shares vested and became exercisable on 07/20/2010, and 1/36 of the remainder of the Shares vest and become exercisable monthly thereafter.
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