Filing Details

Accession Number:
0001209191-12-013696
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 18:02:28
Reporting Period:
2012-02-24
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 18:02:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472187 Edi Hienrich 800 W. Olympic Blvd. Suite 406
Los Angeles CA 90015
Svp/Managing Director Emea No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-24 8,000 $15.14 17,824 No 4 M Direct
Common Stock Disposition 2012-02-24 4,768 $66.45 13,056 No 4 D Direct
Common Stock Disposition 2012-02-27 360 $66.50 12,696 No 4 F Direct
Common Stock Acquisiton 2012-02-24 8,000 $7.50 10,826 No 4 M Indirect By wife
Common Stock Acquisiton 2012-02-24 2,040 $6.82 12,866 No 4 M Indirect By wife
Common Stock Disposition 2012-02-24 1,071 $66.45 11,795 No 4 D Indirect By wife
Common Stock Acquisiton 2012-02-24 1,059 $22.94 12,854 No 4 M Indirect By wife
Common Stock Disposition 2012-02-24 692 $66.45 12,162 No 4 D Indirect By wife
Common Stock Disposition 2012-02-24 10,238 $66.03 1,924 No 4 S Indirect By wife
Common Stock Disposition 2012-02-27 306 $66.50 1,618 No 4 F Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Indirect By wife
No 4 M Indirect By wife
No 4 D Indirect By wife
No 4 M Indirect By wife
No 4 D Indirect By wife
No 4 S Indirect By wife
No 4 F Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-02-24 8,000 $0.00 8,000 $15.14
Common Stock Non-Qualified Stock Option Disposition 2012-02-24 8,000 $0.00 8,000 $7.50
Common Stock Stock Appreciation Rights Disposition 2012-02-24 2,040 $0.00 2,040 $6.82
Common Stock Stock Appreciation Rights Disposition 2012-02-24 1,059 $0.00 1,059 $22.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,000 2019-08-31 No 4 M Direct
0 2012-04-27 No 4 M Indirect
3,060 2019-02-27 No 4 M Indirect
4,237 2020-05-07 No 4 M Indirect
Footnotes
  1. Pursuant to the Issuer's 2005 Stock Incentive Plan and the terms of the related award agreement, shares of the Issuer's common stock are issued to the Reporting Person as his or her restricted stock units vest, with a portion of the newly issued shares automatically withheld by the Issuer to satisfy the resulting withholding tax obligation. This Statement of Changes of Beneficial Ownership has been filed to reflect that withholding of shares due to a recent vesting of restricted stock units held by the Reporting Person. The withholding of the newly issued shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
  2. This transaction was executed in multiple trades at prices ranging from $66.00 to $66.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested August 31, 2010, 20% vested August 31, 2011 and the remaining 60% will vest August 31, 2012.
  4. These options were fully vested as of March 30, 2010.
  5. These stock appreciation rights were fully vested as of February 27, 2012.
  6. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 7, 2011, 20% will vest on May 7, 2012 and the remaining 60% will vest on May 7, 2013.