Filing Details
- Accession Number:
- 0001209191-12-013694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 18:00:49
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 18:00:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192304 | H Murray Dashe | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-24 | 13,064 | $22.94 | 13,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-24 | 4,510 | $66.45 | 8,554 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2012-02-24 | 4,089 | $53.29 | 12,643 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-24 | 3,280 | $66.45 | 9,363 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-02-27 | 9,363 | $0.00 | 0 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2012-02-27 | 9,363 | $0.00 | 9,363 | No | 4 | G | Indirect | By trust |
| Common Stock | Acquisiton | 2012-02-27 | 28,576 | $9.91 | 28,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-27 | 4,259 | $66.50 | 24,317 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-02-28 | 24,317 | $0.00 | 0 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2012-02-28 | 24,317 | $0.00 | 33,680 | No | 4 | G | Indirect | By trust |
| Common Stock | Disposition | 2012-02-28 | 6,363 | $66.24 | 27,317 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | By trust |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | By trust |
| No | 4 | S | Indirect | By trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2012-02-24 | 13,064 | $0.00 | 13,064 | $22.94 |
| Common Stock | Stock Appreciation Rights | Disposition | 2012-02-24 | 4,089 | $0.00 | 4,089 | $53.29 |
| Common Stock | Stock Appreciation Rights | Disposition | 2012-02-27 | 28,576 | $0.00 | 28,576 | $9.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-07 | No | 4 | D | Direct | |
| 1,363 | 2018-05-18 | No | 4 | D | Direct | |
| 0 | 2016-04-30 | No | 4 | D | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $66.23 to $66.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock appreciation rights were fully vested as of April 15, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 25% vested on each of July 15, 2011, October 15, 2011 and January 15, 2012. The remaining 25% will vest on April 15, 2012,
- These stock appreciation rights were fully vested as of February 27, 2010.
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