Filing Details
- Accession Number:
- 0000091142-12-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 17:04:24
- Reporting Period:
- 2012-02-28
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 17:04:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507959 | J Robert Heideman | A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224 | Senior Vp Engineering & Tech. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-28 | 1,200 | $23.76 | 1,496 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-28 | 3,300 | $19.00 | 4,796 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.35 | 4,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.35 | 4,596 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.37 | 4,496 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 600 | $45.38 | 3,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.38 | 3,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.39 | 3,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.42 | 3,596 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.47 | 3,496 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 200 | $45.50 | 3,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 300 | $45.50 | 2,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.54 | 2,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 900 | $45.63 | 1,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 100 | $45.63 | 1,896 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-28 | 1,200 | $0.00 | 1,200 | $23.76 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-02-28 | 3,300 | $0.00 | 3,300 | $19.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,950 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
11,650 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- The employee stock options were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.