Filing Details
- Accession Number:
- 0001179110-12-003716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-28 15:30:12
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-28
- Accepted Time:
- 2012-02-28 15:30:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769520 | Middleby Corp | MIDD | Refrigeration & Service Industry Machinery (3580) | 363352497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246380 | A Selim Bassoul | C/O The Middleby Corporation 1400 Toastmaster Drive Elgin IL 60120 | Ceo, Chairman, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 184,408 | $2.95 | 766,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 56,278 | $99.53 | 710,487 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-02-23 | 6,468 | $100.00 | 704,019 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-24 | 20,675 | $100.00 | 683,344 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-23 | 184,408 | $2.95 | 184,408 | $2.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 405,972 | 2007-02-26 | 2012-02-26 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to existing 10b5-1 plan
- Exercise of stock options granted on February 26, 2002 at a split adjusted exercise price of $2.95. The option grant vested in 20% increments over a five year period
- Transaction related to the surrender of shares to fund reporting person's tax liability related to stock option exercise
Billionaire Hedge Funds
