Filing Details
- Accession Number:
- 0001104659-12-013476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 21:51:13
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 21:51:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191286 | E Timothy Morris | 1172 Castro Street Mountain View CA 94040 | Svp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-23 | 4,267 | $4.15 | 4,267 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 4,267 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 91 | $4.15 | 91 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 91 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 56,183 | $4.25 | 56,183 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 56,183 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 43,817 | $4.25 | 43,817 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 43,817 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 25,000 | $5.67 | 25,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 25,000 | $20.90 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 125,000 | $5.67 | 125,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 125,000 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-24 | 25,000 | $5.67 | 25,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-24 | 25,000 | $21.55 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 20,544 | $5.67 | 20,544 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 20,544 | $22.93 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 4,456 | $5.67 | 4,456 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 4,456 | $22.93 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 25,000 | $4.23 | 25,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 25,000 | $24.90 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 91 | $0.00 | 91 | $4.15 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 43,817 | $0.00 | 43,817 | $4.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 25,000 | $0.00 | 25,000 | $5.67 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-24 | 25,000 | $0.00 | 25,000 | $5.67 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-27 | 20,544 | $0.00 | 20,544 | $5.67 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 4,267 | $0.00 | 4,267 | $4.15 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-27 | 25,000 | $0.00 | 25,000 | $4.23 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 56,183 | $0.00 | 56,183 | $4.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 125,000 | $0.00 | 125,000 | $5.67 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-27 | 4,456 | $0.00 | 4,456 | $5.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-01-24 | No | 4 | M | Direct | |
0 | 2017-01-29 | No | 4 | M | Direct | |
45,544 | 2014-11-09 | No | 4 | M | Direct | |
20,544 | 2014-11-09 | No | 4 | M | Direct | |
0 | 2014-11-09 | No | 4 | M | Direct | |
0 | 2015-01-24 | No | 4 | M | Direct | |
151,661 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
0 | 2017-01-29 | No | 4 | M | Direct | |
4,456 | 2014-11-09 | No | 4 | M | Direct | |
0 | 2014-11-09 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2008, as amended.
- The option is fully vested and immediately exercisable.