Filing Details
- Accession Number:
- 0000807863-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 19:54:10
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 19:54:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 807863 | Mitek Systems Inc | MITK | Computer Peripheral Equipment, Nec (3577) | 870418827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212148 | B James Debello | Mitek Systems, Inc. 8911 Balboa Avenue Suite B San Diego CA 92123 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 160,000 | $0.50 | 160,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 80,000 | $0.35 | 240,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 27,400 | $10.92 | 212,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-24 | 212,600 | $10.88 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-02-23 | 160,000 | $0.00 | 160,000 | $0.50 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2012-02-23 | 80,000 | $0.00 | 80,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-17 | No | 4 | M | Direct | |
| 370,000 | 2017-12-04 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2011.
- The option vested monthly over thirty-six (36) months from November 17, 2004, the date of grant, until fully vested on November 17, 2007.
- The option vested monthly over thirty-six (36) months from December 4, 2007, the date of grant, until fully vested on December 4, 2010.
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