Filing Details
- Accession Number:
- 0001523711-12-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 18:37:45
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 18:37:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194262 | M Kevin Farr | Mattel, Inc. 333 Continental Boulevard El Segundo CA 90245 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-23 | 15,000 | $20.04 | 122,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 15,000 | $32.29 | 107,995 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-24 | 25,000 | $20.04 | 132,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-24 | 25,000 | $32.20 | 107,995 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 2,500 | $20.04 | 110,495 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 2,500 | $32.39 | 107,995 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-27 | 35,000 | $19.43 | 142,995 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-27 | 35,000 | $32.39 | 107,995 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-02-23 | 15,000 | $0.00 | 15,000 | $20.04 |
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-02-24 | 25,000 | $0.00 | 25,000 | $20.04 |
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-02-27 | 2,500 | $0.00 | 2,500 | $20.04 |
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-02-27 | 35,000 | $0.00 | 35,000 | $19.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,500 | 2005-05-22 | 2012-05-22 | No | 4 | M | Direct |
2,500 | 2005-05-22 | 2012-05-22 | No | 4 | M | Direct |
0 | 2005-05-22 | 2012-05-22 | No | 4 | M | Direct |
90,000 | 2005-12-28 | 2013-07-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,517 | Indirect | In 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.265 to $32.305. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $32.12 to $32.27. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $32.25 to $32.45. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- As of February 23, 2012, the reporting person had a balance of $436,741.94 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.