Filing Details
- Accession Number:
- 0001140361-12-011288
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 18:03:14
- Reporting Period:
- 2011-09-30
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 18:03:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357971 | Energy Services Of America Corp | ESA | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 204606266 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270979 | V Douglas Reynolds | 100 Industrial Lane Huntington WV 25702 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-08-15 | 442,891 | $0.00 | 1,207,891 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-12-28 | 21,150 | $4.60 | 1,166,741 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-31 | 511 | $4.60 | 1,153,230 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-28 | 9,049 | $0.00 | 1,162,279 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2011-09-28 | 76,924 | $0.00 | 76,924 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-29 | 2011-10-12 | No | 4 | D | Direct |
Footnotes
- On August 15, 2008, Energy Services Acquisition Corp. (ESA) acquired C.J. Hughes Construction Company, Inc. (CJ) by issuing 6,434.7 shares of ESA for each share of CJ. The reporting person owned 68.82858 shares of CJ that were converted to 442,891 shares of ESA.
- This filing is to correct the number of shares sold, as erroneously reported on December 28, 2010 as 21,500 shares.
- This filing is to correct the number of shares sold, as erroneously report on January 3, 2011 as 4,661 shares.
- The reporting person acquired 9,049 shares of common stock pursuant to an exchange offer whereby 8 1/2 warrants were exchanged for one share of common stock.