Filing Details
- Accession Number:
- 0001534158-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 16:28:50
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 16:28:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210472 | M Kenneth Smith | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Sr Vp, Cio & Chro | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 13,776 | $12.22 | 115,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 13,776 | $14.34 | 101,827 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-24 | 14,595 | $12.22 | 116,422 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-24 | 14,595 | $14.34 | 101,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 13,776 | $0.00 | 13,776 | $12.22 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-24 | 14,595 | $0.00 | 14,595 | $12.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,341 | 2005-03-26 | 2012-03-26 | No | 4 | M | Direct |
| 19,746 | 2005-03-26 | 2012-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,918 | Indirect | Savings Plan Trust |
Footnotes
- The information in this report is based on a PolyOne Retirement Savings Plan statement as of February 24, 2012. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occured, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
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