Filing Details
- Accession Number:
- 0001225208-12-005581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 16:23:50
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 16:23:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218799 | L Jeri Isbell | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Vp Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-02-24 | 1,142 | $37.38 | 42,958 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2012-02-24 | 2,077 | $37.35 | 40,881 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2012-02-24 | 224 | $37.10 | 448 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 18,593 | Indirect | By 401(k) |
Class A Common Stock | 9,410 | Indirect | By Personal Trust |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 plan to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.364 to $37.402, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.354 to $37.364, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 32,093 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated dividend equivalent units, which have not yet vested.
- Held by two individual trusts, of which the Reporting Person is the Trustee and the beneficiaries of which are her children. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.