Filing Details
- Accession Number:
- 0001209191-12-013146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 14:38:00
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 14:38:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037676 | Arch Coal Inc | ACI | Bituminous Coal & Lignite Surface Mining (1221) | 430921172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1046086 | F Steven Leer | Onecityplace Drive St. Louis MO 63141 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 218,900 | $9.08 | 241,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 145,933 | $13.83 | 95,387 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-23 | 72,967 | $13.84 | 22,420 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Acquisiton | 2012-02-23 | 206,700 | $0.00 | 206,700 | $13.93 |
| Common Stock | Restricted Stock Units | Acquisiton | 2012-02-23 | 81,850 | $0.00 | 81,850 | $13.93 |
| Common Stock | Employee Stock Options | Disposition | 2012-02-23 | 218,900 | $0.00 | 218,900 | $9.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 206,700 | 2022-02-23 | No | 4 | A | Direct | |
| 81,850 | No | 4 | A | Direct | ||
| 0 | 2012-02-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 63,797 | Indirect | By 401(k) plan |
Footnotes
- The transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The options vest ratably over 3 years as follows: 68,900 shares vest on February 23, 2013; 68,900 shares vest on February 23, 2014; and 68,900 shares vest on February 23, 2015.
- On February 23, 2012, the reporting person received 81,850 restricted stock units. All of these restricted stock units vest on February 23, 2015.
- The restricted stock units do not expire.
- The reporting person received 218,900 stock options on February 28, 2002. The stock options vested as follows: 54,725 stock options vested on February 28, 2003; 54,725 stock options vested on February 29, 2004; 54,724 stock options vested on February 28, 2005; and 54,726 stock options vested on February 28, 2006.
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