Filing Details
- Accession Number:
- 0000066756-12-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-27 14:01:45
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-27
- Accepted Time:
- 2012-02-27 14:01:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194739 | J Donald Shippar | 8 Belknap Shores Superior WI 54880 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-23 | 5,000 | $39.10 | 11,340 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 2,500 | $41.50 | 8,840 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-23 | 2,500 | $41.69 | 6,340 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-24 | 5,000 | $39.10 | 11,340 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-24 | 2,400 | $41.80 | 8,940 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-24 | 100 | $41.83 | 8,840 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-24 | 2,500 | $41.95 | 6,340 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-23 | 5,000 | $0.00 | 5,000 | $39.10 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-24 | 5,000 | $0.00 | 5,000 | $39.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,088 | 2013-05-01 | No | 4 | M | Direct | |
18,088 | 2013-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,554 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.66 to $41.73, inclusive. The reporting person undertakes to provide to ALLETE, Inc., any security holder of ALLETE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The option grant provided for vesting in three equal installments on February 1, 2009, February 1, 2010, and February 1, 2011, respectively. By the grant's terms, any remaining unvested options became exercisable upon the reporting person's May 1, 2010 retirement.