Filing Details
- Accession Number:
- 0001104659-12-012641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 20:38:39
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 20:38:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008170 | F Leland Wilson | 1172 Castro Street Mountain View CA 94040 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 77,125 | $4.00 | 195,396 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 77,125 | $20.69 | 118,271 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 72,875 | $4.58 | 191,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 72,875 | $20.69 | 118,271 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 77,125 | $0.00 | 77,125 | $4.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 72,875 | $0.00 | 72,875 | $4.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-20 | No | 4 | M | Direct | |
| 5,027 | 2014-01-26 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2010.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
