Filing Details
- Accession Number:
- 0001104659-12-012640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 20:36:36
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 20:36:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251618 | P Guy Marsh | 1172 Castro Street Mountain View CA 94040 | Vp, Operations & General Mgr. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-23 | 2,188 | $3.13 | 9,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 2,188 | $20.70 | 7,711 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 4,543 | $4.25 | 12,254 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 4,543 | $20.70 | 7,711 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 1,255 | $6.05 | 8,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 1,255 | $20.70 | 7,711 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 28,792 | $4.25 | 36,503 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 28,792 | $20.70 | 7,711 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-23 | 49,999 | $4.23 | 57,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-23 | 49,999 | $20.70 | 7,711 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 2,188 | $0.00 | 2,188 | $3.13 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 28,792 | $0.00 | 28,792 | $4.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 1,255 | $0.00 | 1,255 | $6.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 49,999 | $0.00 | 49,999 | $4.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 4,543 | $0.00 | 4,543 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-30 | No | 4 | M | Direct | |
| 0 | 2017-01-29 | No | 4 | M | Direct | |
| 15,893 | 2009-01-25 | 2018-01-25 | No | 4 | M | Direct |
| 27,256 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 0 | 2017-01-29 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 18, 2011.
- The option is fully vested and immediately exercisable.
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