Filing Details
- Accession Number:
- 0001104659-12-012637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 20:30:52
- Reporting Period:
- 2012-02-23
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 20:30:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1387455 | Lee Perry | 1172 Castro Street Mountain View CA 94040 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-23 | 5,582 | $4.25 | 5,582 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 5,582 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 2,250 | $4.25 | 2,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 2,250 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 11,500 | $6.05 | 11,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 11,500 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 18,500 | $4.23 | 18,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 18,500 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 40,000 | $4.25 | 40,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 40,000 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 36,000 | $4.25 | 36,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 36,000 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 31,000 | $6.05 | 31,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 31,000 | $20.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 27,000 | $4.23 | 27,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-23 | 27,000 | $20.69 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 5,582 | $0.00 | 5,582 | $4.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-23 | 40,000 | $0.00 | 40,000 | $4.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 18,500 | $0.00 | 18,500 | $4.23 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 27,000 | $0.00 | 27,000 | $4.23 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 2,250 | $0.00 | 2,250 | $4.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 36,000 | $0.00 | 36,000 | $4.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 11,500 | $0.00 | 11,500 | $6.05 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-23 | 31,000 | $0.00 | 31,000 | $6.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,026 | 2008-01-29 | 2017-01-29 | No | 4 | M | Direct |
4,026 | 2008-01-29 | 2017-01-29 | No | 4 | M | Direct |
57,472 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
30,472 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
36,142 | 2008-01-29 | 2017-01-29 | No | 4 | M | Direct |
142 | 2008-01-29 | 2017-01-29 | No | 4 | M | Direct |
32,250 | 2009-01-25 | 2018-01-25 | No | 4 | M | Direct |
1,250 | 2009-01-25 | 2018-01-25 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2010, as amended.