Filing Details
- Accession Number:
- 0001181431-12-011719
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 17:42:47
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 17:42:47
- Original Submission Date:
- 2012-02-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183186 | National Financial Partners Corp | NFP | Insurance Agents, Brokers & Service (6411) | 134029115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472500 | Edward O'malley | National Financial Partners Corp. 1250 Capital Of Texas Hwy S. Austin TX 78746 | Svp Nfp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-16 | 7,237 | $0.00 | 25,560 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-16 | 2,469 | $0.00 | 28,029 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-16 | 2,069 | $0.00 | 30,098 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-17 | 6,000 | $16.30 | 24,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 2,603 | $0.00 | 2,603 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 7,237 | $0.00 | 7,237 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 888 | $0.00 | 888 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 2,469 | $0.00 | 2,469 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 745 | $0.00 | 745 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2012-02-16 | 2,069 | $0.00 | 2,069 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-02-16 | 7,958 | $0.00 | 7,958 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2012-02-16 | 12,732 | $0.00 | 12,732 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,237 | No | 4 | F | Direct | ||
0 | No | 4 | M | Direct | ||
5,826 | No | 4 | F | Direct | ||
3,357 | No | 4 | M | Direct | ||
7,697 | No | 4 | F | Direct | ||
5,628 | No | 4 | M | Direct | ||
7,958 | No | 4 | A | Direct | ||
12,732 | No | 4 | A | Direct |
Footnotes
- The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 2,603 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 7,237 were immediately settled for shares of Issuer's Common Stock.
- The RSUs vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
- The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
- This transaction was executed in multiple trades at prices ranging from $16.28 to $16.32. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
- The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.