Filing Details
- Accession Number:
- 0001140361-12-010812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 17:31:21
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 17:31:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084817 | Responsys Inc | MKTG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517210 | A. Edward Henrich | C/O Responsys, Inc. 900 Cherry Avenue, 5Th Floor San Bruno CA 94066 | Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-22 | 1,845 | $2.92 | 1,845 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-22 | 1,446 | $3.08 | 3,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-22 | 3,291 | $11.77 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-22 | 1,845 | $0.00 | 1,845 | $2.92 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-22 | 1,446 | $0.00 | 1,446 | $3.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 782 | 2018-04-23 | No | 4 | M | Direct | |
| 48,554 | 2019-12-30 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2011.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $11.54 to $11.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Corrects the vesting schedule of the derivative security, which was inadvertently reported as being 100% vested and immediately exercisable. The stock option grant is immediately exercisable, subject to the Issuer's right of repurchase which lapses as the shares vest. The stock option grant vested as to 25% of the total number of shares on July 26, 2009, and thereafter vested or will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested.
- Immediately exercisable, subject to the issuer's right of repurchase which lapses as the shares vest. The stock option grant vested as to 25% of the total number of shares on December 30, 2010, and thereafter vested or will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested.
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