Filing Details
- Accession Number:
- 0001225208-12-005438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 17:19:38
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 17:19:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508592 | F. Peter Longo | One Financial Plaza Hartford CT 06101 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-22 | 10,000 | $31.71 | 27,678 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-22 | 10,000 | $83.81 | 17,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-24 | 374 | $83.97 | 0 | No | 4 | S | Indirect | By Savings Plan Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Savings Plan Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-22 | 10,000 | $0.00 | 10,000 | $31.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,800 | 2006-01-02 | 2013-01-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.80 to $83.89, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.