Filing Details
- Accession Number:
- 0001225208-12-005428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 16:47:40
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 16:47:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197028 | H Barry Caldwell | 1001 Fannin Street Suite 4000 Houston TX 77002 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-22 | 25,000 | $29.24 | 63,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-22 | 400 | $35.09 | 62,977 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-22 | 2,223 | $35.09 | 60,754 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-22 | 17,898 | $35.08 | 42,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | Disposition | 2012-02-22 | 6,808 | $35.03 | 6,808 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-02-22 | 25,000 | $29.24 | 25,000 | $29.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,821 | 1988-08-08 | No | 4 | I | Direct | |
| 25,000 | 2014-03-04 | No | 4 | M | Direct |
Footnotes
- Stock option granted pursuant to Waste Management, Inc. 2000 Stock Incentive Plan. The stock option originally vested in 25% annual increments commencing on the first anniversary of the date of the grant. The Compensation Committee of the Board of Directors accelerated the vesting of the Company's outstanding options effective December 28, 2005.
- Shares sold to cover option cost and taxes. This transacton was executed in multiple trades at prices ranging from $35.04 to $35.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Transfer of phantom stock from Waste Management, Inc. 409A Deferral Savings Plan.
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