Filing Details
- Accession Number:
- 0001181431-12-011545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 12:28:54
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 12:28:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400431 | Patheon Inc | PTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226288 | C James Mullen | 4721 Emperor Blvd Suite 200 Durham NC 27703 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Voting Shares | Acquisiton | 2012-02-22 | 6,000 | $1.71 | 818,385 | No | 4 | P | Direct | |
Restricted Voting Shares | Acquisiton | 2012-02-23 | 19,000 | $1.71 | 837,385 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 12, 2012.
- These shares were purchased in a single transaction at a price of $1.71. The amounts reported in column 4 and this footnote (2) were converted from Canadian dollars into U.S. dollars based on the February 22, 2012 closing exchange rate of 0.9966 Canadian dollars per U.S. dollar as quoted by Reuters.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 to $1.73, inclusive. The reporting person undertakes to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth this footnote (3). The amounts reported in column 4 and this footnote (3) were converted from Canadian dollars into U.S. dollars based on the February 23, 2012 closing exchange rate of 0.9974 Canadian dollars per U.S. dollar as quoted by Reuters.