Filing Details
- Accession Number:
- 0001127602-12-007730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 09:12:40
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 09:12:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323987 | M Kathleen Rooney | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Evp, Corp Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-22 | 4,114 | $38.54 | 5,902 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-22 | 4,114 | $41.36 | 1,788 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-02-22 | 4,114 | $0.00 | 4,114 | $38.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 726 | 2016-01-23 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.
Billionaire Hedge Funds
