Filing Details
- Accession Number:
- 0001519850-12-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-24 08:59:56
- Reporting Period:
- 2012-02-22
- Filing Date:
- 2012-02-24
- Accepted Time:
- 2012-02-24 08:59:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398732 | S Jonathan Freeman | 300 Madison Avenue P.o. Box 10060 Toledo OH 43699-0060 | Vp, Global Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-22 | 2,598 | $1.07 | 76,093 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-22 | 1,396 | $10.13 | 77,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-22 | 2,598 | $13.88 | 74,891 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-22 | 1,396 | $13.88 | 73,495 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-22 | 2,598 | $13.88 | 2,598 | $1.07 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-02-22 | 1,396 | $13.88 | 1,396 | $10.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,598 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
| 2,793 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,235 | Indirect | by 401(k) plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 4,423 | 4,423 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 4,333 | 4,333 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,443 | 3,443 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $18.61 | 2017-05-07 | 13,226 | 13,226 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-17 | 4,423 | 4,423 | Direct |
| 2018-02-15 | 4,333 | 4,333 | Direct |
| 2021-02-10 | 3,443 | 3,443 | Direct |
| 2017-05-07 | 13,226 | 13,226 | Direct |
Footnotes
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- There were 2 grants on May 7, 2007. The grant of 10,000 shares vest 100% on May 7, 2010. The grant of 3,226 shares vest 25% on May 7, 2008, May 7, 2009, May 7, 2010 and May 7, 2011.
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