Filing Details
- Accession Number:
- 0001181431-12-011399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 20:57:25
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 20:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172222 | Hawaiian Holdings Inc | HA | Air Transportation, Scheduled (4512) | 710879698 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381536 | J. David Osborne | C/O Hawaiian Holdings, Inc. 3375 Koapaka Street, Suite G-350 Honolulu HI 96819 | Evp, Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-21 | 16,667 | $0.00 | 51,816 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 5,725 | $5.71 | 46,091 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 40,000 | $3.45 | 86,091 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 60,000 | $5.20 | 146,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 100,000 | $5.77 | 46,091 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Deferred Stock Units | Disposition | 2012-02-21 | 16,667 | $0.00 | 16,667 | $0.00 |
| Common Stock | Options | Disposition | 2012-02-21 | 40,000 | $0.00 | 40,000 | $3.45 |
| Common Stock | Options | Disposition | 2012-02-21 | 60,000 | $0.00 | 60,000 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,333 | No | 4 | M | Direct | ||
| 0 | 2017-08-29 | No | 4 | M | Direct | |
| 0 | 2013-02-28 | No | 4 | M | Direct |
Footnotes
- Represents shares of Common Stock retained by Hawaiian Holdings, Inc. for tax withholding purposes in connection with the distribution of shares of Common Stock.
- The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $5.70 to a high sale price of $5.885. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- Each DSU represented a contingent right to receive one share of HA common stock.
- The reported DSU's vested in three equal installments on February 20, 2010, February 20, 2011 and February 20, 2012 and the shares of common stock underlying such DSU's were distributed on February 21, 2012.
- The options were granted on August 29, 2007 and vested at a rate of 33 1/3% per year beginning on the first anniversary of the date of grant.
- The options were granted on February 29, 2008 and vested at a rate of 33 1/3% per year beginning on the first anniversary of the date of grant.
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