Filing Details
- Accession Number:
- 0001140361-12-010474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 19:21:30
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 19:21:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 96763 | Pulse Electronics Corp | PULS | Electronic Components, Nec (3679) | 231292472 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189819 | E Ralph Faison | C/O Pulse Electronics Corporation 12220 World Trade Drive San Diego CA 92128 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.125 Par Value Per Share | Disposition | 2012-02-21 | 9 | $3.02 | 151,198 | No | 4 | S | Direct | |
| Common Stock, $0.125 Par Value Per Share | Disposition | 2012-02-23 | 791 | $3.04 | 150,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- As previously disclosed by the Issuer in a Current Report on Form 8-K filed with the Commission on November 17, 2011, these shares are being sold pursuant to the reporting person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, which plan was entered into for the purpose of financing the payment of applicable withholding taxes on the issuance of certain shares to the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.02 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on February 21, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.06 per share pursuant to the reporting person's 10b5-1 Plan. The reporting person undertakes to provide to Pulse Electronics Corporation, any security holder of Pulse Electronics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on February 23, 2012.
Billionaire Hedge Funds
