Filing Details
- Accession Number:
- 0001144204-12-010678
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 18:34:01
- Reporting Period:
- 2008-10-06
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 18:34:01
- Original Submission Date:
- 2008-10-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071941 | Arcadia Resources Inc | KADR.PK | Services-Personal Services (7200) | 880331369 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341950 | Vicis Capital, Llc | 445 Park Avenue Suite 1901 New York NY 10022 | No | No | Yes | No | |
1365954 | Fund Master Capital Vicis | 445 Park Avenue Suite 1901 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-10-06 | 3,204,419 | $0.20 | 16,802,612 | No | 4 | P | Indirect | By Vicis Capital Master Fund |
Common Stock | Acquisiton | 2008-10-15 | 1,160,289 | $0.15 | 17,962,901 | No | 4 | P | Indirect | By Vicis Capital Master Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Vicis Capital Master Fund |
No | 4 | P | Indirect | By Vicis Capital Master Fund |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B-1 Warrant to purchase Common Stock | $0.00 | 2009-09-26 | 4,101,389 | 4,101,389 | Indirect | |
Common Stock | Series B-2 Warrant to purchase Common Stock | $1.20 | 2014-05-24 | 3,111,111 | 3,111,111 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2009-09-26 | 4,101,389 | 4,101,389 | Indirect |
2014-05-24 | 3,111,111 | 3,111,111 | Indirect |
Footnotes
- Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- Immediately.
- The sole purpose of this amendment is (1) to correct the transaction dates previously reported by the reporting persons with respect to the transactions reported on this Form 4 and (2) to correct the number of shares of the Issuer's Common Stock reported as directly held by Vicis Capital Master Fund and previously reported by the reporting persons. The discrepancy in such number of shares relates to shares which Vicis Capital Master Fund was contractually entitled to receive from a third party on October 6, 2008 that were never delivered. The number of shares of the Issuer's Common Stock directly held by Vicis Capital Master Fund was also incorrectly listed on Forms 4 subsequently filed by the reporting persons.