Filing Details

Accession Number:
0001209191-12-012607
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 18:21:13
Reporting Period:
2012-02-21
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 18:21:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-21 400 $11.95 3,161,199 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 399 $11.95 3,160,800 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.96 3,160,700 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 700 $11.96 3,160,000 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,100 $11.97 3,157,900 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,500 $11.97 3,155,400 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 900 $11.98 3,154,500 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 700 $11.98 3,153,800 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $11.99 3,153,600 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,601 $11.99 3,150,999 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 1,714 $12.00 3,149,285 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 700 $12.01 3,148,585 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 34 $12.03 3,148,551 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 1,200 $12.04 3,147,351 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 600 $12.06 3,146,751 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $12.07 3,146,651 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $12.07 3,146,551 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $12.08 3,146,351 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 133 $12.08 3,146,218 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 600 $12.09 3,145,618 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $12.10 3,145,418 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 160 $12.11 3,145,258 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $12.12 3,145,058 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 373 $12.13 3,144,685 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $12.14 3,144,585 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 300 $12.15 3,144,285 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.