Filing Details

Accession Number:
0001209191-12-012601
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 18:19:46
Reporting Period:
2012-02-21
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 18:19:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-21 2,100 $11.73 3,184,351 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 300 $11.74 3,184,051 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.75 3,183,951 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $11.75 3,183,751 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $11.76 3,183,551 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 1,025 $11.76 3,182,526 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 600 $11.79 3,181,926 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $11.80 3,181,726 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 920 $11.80 3,180,806 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.81 3,180,706 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 200 $11.82 3,180,506 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 800 $11.82 3,179,706 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 300 $11.83 3,179,406 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 159 $11.84 3,179,247 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 217 $11.85 3,179,030 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.86 3,178,930 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 706 $11.86 3,178,224 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 1,300 $11.87 3,176,924 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 1,600 $11.87 3,175,324 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.88 3,175,224 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 3,500 $11.88 3,171,724 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 500 $11.89 3,171,224 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,094 $11.89 3,169,130 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 600 $11.90 3,168,530 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 100 $11.91 3,168,430 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 500 $11.92 3,167,930 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 700 $11.92 3,167,230 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,400 $11.93 3,164,830 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 400 $11.94 3,164,430 No 4 S Indirect By Trust
Common Stock Disposition 2012-02-21 2,831 $11.94 3,161,599 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.