Filing Details
- Accession Number:
- 0001181431-12-011277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 17:04:28
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 17:04:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493777 | E Thomas Vice | 2980 Fairview Park Drive Falls Church VA 22042 | Corp Vp & Pres Tech Servs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-21 | 10,937 | $43.08 | 44,053 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 12,031 | $47.99 | 56,084 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 9,843 | $52.48 | 65,927 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 50,978 | $60.06 | 14,949 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2012-02-21 | 10,937 | $0.00 | 10,937 | $43.08 |
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2012-02-21 | 12,031 | $0.00 | 12,031 | $47.99 |
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2012-02-21 | 9,843 | $0.00 | 9,843 | $52.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-20 | No | 4 | M | Direct | |
| 0 | 2014-06-14 | No | 4 | M | Direct | |
| 0 | 2012-08-20 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold a each separate price within the ranges set forth in this footnote.
- The option is fully exercisable.
Billionaire Hedge Funds
