Home > Insider Trading > Filing (0001209191-12-012517)

Filing Details

Accession Number:: 0001209191-12-012517
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-23 16:55:23
Reporting Period:: 2012-02-21

Filing Date:: 2012-02-23
Accepted Time:: 2012-02-23 16:55:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1267097	Trw Automotive Holdings Corp	TRW	Motor Vehicle Parts & Accessories (3714)	810597059

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1275625	J Peter Lake	12001 Tech Center Drive Livonia MI 48150	Exec V.p. Sales & Bus. Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-02-21	10,000	$30.00	115,221	No	4	M	Direct
Common Stock	Disposition	2012-02-21	4,800	$47.16	110,421	No	4	S	Direct
Common Stock	Disposition	2012-02-21	5,200	$48.43	105,221	No	4	S	Direct
Common Stock	Acquisiton	2012-02-23	13,959	$0.00	119,180	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-02-21	100,000	$0.00	10,000	$30.00
Common Stock	Stock settled stock appreciation rights	Acquisiton	2012-02-23	76,308	$0.00	76,308	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000		2013-02-28	No	4	M	Direct
76,308		2020-02-23	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	987	Indirect	By 401(k) Plan

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $47.27, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.60, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 23 of each of 2013, 2014 and 2015), subject to the terms and conditions set forth in the restricted stock unit agreement.
The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $45.11 through the exercise date, although the stock price at exercise is limited to a maximum value of $95.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $95.00. Upon exercise, the SSARs will be settled in shares.
One-third of the SSARs will vest and become exercisable on February 23 of each of 2013, 2014 and 2015, subject to the terms and conditions set forth in the SSAR agreement.