Filing Details
- Accession Number:
- 0001209191-12-012511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 16:52:19
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 16:52:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136562 | C John Plant | 12001 Tech Center Drive Livonia MI 48150 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-21 | 100,000 | $30.00 | 364,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-21 | 65,569 | $46.20 | 298,431 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-21 | 32,731 | $46.96 | 265,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-21 | 1,700 | $48.33 | 264,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-23 | 106,355 | $0.00 | 370,355 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-21 | 100,000 | $0.00 | 100,000 | $30.00 |
Common Stock | Stock settled stock appreciation rights | Acquisiton | 2012-02-23 | 581,395 | $0.00 | 581,395 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,000 | 2013-02-28 | No | 4 | M | Direct | |
581,395 | 2020-02-23 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 246,880 | Indirect | By Family Trust |
Common Stock | 53,327 | Indirect | By Trust |
Common Stock | 71,502 | Indirect | By GRAT |
Common Stock | 6,625 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 to $46.64, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.641 to $47.34, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.053 to $48.59, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 23 of each of 2013, 2014 and 2015), subject to the terms and conditions set forth in the restricted stock unit agreement.
- The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
- Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $45.11 through the exercise date, although the stock price at exercise is limited to a maximum value of $95.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $95.00. Upon exercise, the SSARs will be settled in shares.
- One-third of the SSARs will vest and become exercisable on February 23 of each of 2013, 2014 and 2015, subject to the terms and conditions set forth in the SSAR agreement.