Filing Details

Accession Number:
0001209191-12-012511
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 16:52:19
Reporting Period:
2012-02-21
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 16:52:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267097 Trw Automotive Holdings Corp TRW Motor Vehicle Parts & Accessories (3714) 810597059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136562 C John Plant 12001 Tech Center Drive
Livonia MI 48150
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-21 100,000 $30.00 364,000 No 4 M Direct
Common Stock Disposition 2012-02-21 65,569 $46.20 298,431 No 4 S Direct
Common Stock Disposition 2012-02-21 32,731 $46.96 265,700 No 4 S Direct
Common Stock Disposition 2012-02-21 1,700 $48.33 264,000 No 4 S Direct
Common Stock Acquisiton 2012-02-23 106,355 $0.00 370,355 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-02-21 100,000 $0.00 100,000 $30.00
Common Stock Stock settled stock appreciation rights Acquisiton 2012-02-23 581,395 $0.00 581,395 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,000 2013-02-28 No 4 M Direct
581,395 2020-02-23 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 246,880 Indirect By Family Trust
Common Stock 53,327 Indirect By Trust
Common Stock 71,502 Indirect By GRAT
Common Stock 6,625 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 to $46.64, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.641 to $47.34, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.053 to $48.59, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 23 of each of 2013, 2014 and 2015), subject to the terms and conditions set forth in the restricted stock unit agreement.
  6. The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
  7. Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $45.11 through the exercise date, although the stock price at exercise is limited to a maximum value of $95.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $95.00. Upon exercise, the SSARs will be settled in shares.
  8. One-third of the SSARs will vest and become exercisable on February 23 of each of 2013, 2014 and 2015, subject to the terms and conditions set forth in the SSAR agreement.