Filing Details

Accession Number:
0001225208-12-005209
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-23 16:16:54
Reporting Period:
2012-02-21
Filing Date:
2012-02-23
Accepted Time:
2012-02-23 16:16:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408286 S Martin Canning One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-02-21 2,485 $38.27 115,028 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 7 Indirect By 401(k)
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 plan to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.27 to $38.2825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. 56,704 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated DEUs, which were granted to the Reporting Person as follows: (i) 7,099 RSUs granted on February 20, 2009; (ii) 16,119 RSUs granted on February 23, 2010; (iii) 23,936 PRSUs earned on February 23, 2011; and (iv) 9,550 RSUs granted on February 23, 2011.