Filing Details
- Accession Number:
- 0001225208-12-005157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-23 14:14:17
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-23
- Accepted Time:
- 2012-02-23 14:14:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325581 | L Susan Blount | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-21 | 24,000 | $25.30 | 55,489 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-21 | 20,215 | $61.35 | 35,274 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2/10/09 Employee Stock Option (right to buy) | Disposition | 2012-02-21 | 24,000 | $0.00 | 24,000 | $25.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,279 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,244 | Indirect | By 401(k) |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2011.
- Following the transactions reported on this Form 4, Ms. Blount continues to hold 35,274 shares directly and 1,244 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 107,823 vested stock options, 71,798 unvested stock options, and 15,704 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The option vests in three equal annual installments beginning on February 10, 2010.