Filing Details
- Accession Number:
- 0001246360-12-001134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 20:00:17
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 20:00:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403513 | J Kelley Dobbs | 19300 International Blvd Seattle WA 98188 | Vp/Human Resources | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-17 | 2,370 | $27.49 | 11,779 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 3,682 | $27.56 | 15,461 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 935 | $33.26 | 16,396 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 652 | $61.30 | 17,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 5,047 | $77.40 | 12,001 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-17 | 7,639 | $77.56 | 4,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-02-17 | 2,370 | $0.00 | 2,370 | $27.49 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-02-17 | 3,682 | $0.00 | 3,682 | $27.56 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-02-17 | 935 | $0.00 | 935 | $33.26 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-02-17 | 652 | $0.00 | 652 | $61.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 3,683 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 1,870 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
| 1,958 | 2012-02-07 | 2021-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Unit | 6,610 | Direct | |
| Common Stock 401(K) | 1,240 | Indirect | ESOP TRUST |
Footnotes
- STOCK UNITS AWARDED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2011.
- REMAINING OPTIONS WILL VEST IN FULL ON 01/29/2013.
- REMAINING OPTIONS WILL VEST AS FOLLOWS: 935 ON 02/03/2013 AND 935 ON 02/03/2014.
- REMAINING OPTIONS WILL VEST AS FOLLOWS: 653 ON 02/07/2013; 652 ON 02/07/2014; AND 653 ON 02/07/2015.
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