Filing Details
- Accession Number:
- 0001127602-12-007457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 17:48:24
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 17:48:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1156899 | Q Hong Hou | 10420 Research Road, Se Albuquerque, Nm 87123 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Emcore Common Stock | Disposition | 2012-02-17 | 1,695 | $0.00 | 75,227 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Emcore Common Stock | 5,673 | Indirect | By Trust 401(k) |
Footnotes
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.44 to $5.55 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Includes 25,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in two equal annual installments beginning on January 28, 2013.
- Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2011.
Billionaire Hedge Funds
