Filing Details
- Accession Number:
- 0001209191-10-045461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-08 16:41:17
- Reporting Period:
- 2010-09-03
- Filing Date:
- 2010-09-08
- Accepted Time:
- 2010-09-08 16:41:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 352747 | Unigene Laboratories Inc | UGNE | Medicinal Chemicals & Botanical Products (2833) | 222328609 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413810 | N Richard Levy | C/O Victory Park Capital Advisors, Llc 227 West Monroe Street, Suite 3900 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-03 | 5,000 | $0.72 | 8,896,364 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- All of the reported securities are beneficially owned directly by Victory Park Credit Opportunities Master Fund, Ltd. (the "Fund") and indirectly by (i) Victory Park Capital Advisors, LLC ("Advisors") as the investment manager for the Fund, (ii) Jacob Capital, L.L.C. ("Jacob"), as the manager of Advisors, and (iii) Richard Levy, as the sole member of Jacob. Each of Advisors, Jacob and Mr. Levy disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.
Billionaire Hedge Funds
