Filing Details
- Accession Number:
- 0000720672-12-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 16:47:18
- Reporting Period:
- 2012-02-21
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 16:47:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180238 | M James Oates | 534 Lake Shore Road P.o. Box 250 Elkins NH 03233 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-21 | 19,434 | $38.80 | 50,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 573 | Indirect | by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 19,074 | 19,074 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
19,074 | 19,074 | Direct |
Footnotes
- Units vest quarterly over a one year period.
- No expiration date for these Units.