Filing Details
- Accession Number:
- 0000800459-12-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 15:30:11
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 15:30:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 800459 | Harman International Industries Inc | HAR | Household Audio & Video Equipment (3651) | 112534306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454378 | Sachin Lawande | C/O Harman International 400 Atlantic Street, Suite 1500 Stamford CT 06901 | Evp, Co-President Lifestyle | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-17 | 2,000 | $32.14 | 6,578 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 5,000 | $16.43 | 11,578 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 10,000 | $42.32 | 21,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 17,000 | $51.03 | 4,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-17 | 2,000 | $0.00 | 2,000 | $32.14 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-17 | 5,000 | $0.00 | 5,000 | $16.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-17 | No | 4 | M | Direct | |
| 10,000 | 2019-02-02 | No | 4 | M | Direct |
Footnotes
- Options vest in five equal annual installments commencing one year from the date of grant.
- The vesting of the 10,000 share option grant is generally subject to the achievement of certain performance metrics and the continued employment of the Reporting Person.
- Options vest in three equal annual installments commencing one year from the date of grant.
Billionaire Hedge Funds
