Filing Details
- Accession Number:
- 0001181431-12-010709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 12:07:10
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 12:07:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241872 | E Kenneth Marshall | Actuate Corporation 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-17 | 2,281 | $1.49 | 23,281 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 7,719 | $5.56 | 31,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 10,000 | $1.92 | 41,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 20,000 | $6.36 | 21,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-21 | 2,281 | $5.56 | 23,281 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-21 | 2,281 | $6.39 | 21,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2012-02-17 | 2,281 | $0.00 | 2,281 | $1.49 |
| Common Stock | Option (right to buy) | Disposition | 2012-02-17 | 7,719 | $0.00 | 7,719 | $5.56 |
| Common Stock | Option (right to buy) | Disposition | 2012-02-17 | 10,000 | $0.00 | 10,000 | $1.92 |
| Common Stock | Option (right to buy) | Disposition | 2012-02-21 | 2,281 | $0.00 | 2,281 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 187,000 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
| 179,281 | 2003-05-29 | 2012-05-29 | No | 4 | M | Direct |
| 169,281 | 2004-05-28 | 2013-05-28 | No | 4 | M | Direct |
| 167,000 | 2003-05-29 | 2012-05-29 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $6.33 and $6.39.
- Includes 16,000 shares of the Issuer's common stock underlying RSUs previously awarded.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
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