Filing Details
- Accession Number:
- 0001435933-12-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 11:23:48
- Reporting Period:
- 2011-11-08
- Filing Date:
- 2012-02-22
- Accepted Time:
- 2012-02-22 11:23:48
- Original Submission Date:
- 2011-11-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072847 | Tower Financial Corp | TOFC | State Commercial Banks (6022) | 352051170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521834 | L. Wendell Bontrager | 116 East Berry Street Fort Wayne IN 46802 | Evp, Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-08 | 500 | $8.50 | 1,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,244 | Indirect | By 401(k) Plan |
Footnotes
- This form is being filed to correct a scrivener's error of reporting the transaction as an acquisition on the original Form 4 dated 11/9/2011.
- From the date of the initial Form 3 filing on 5/19/2011 and the date of this Form 4 filing, 22 shares were disposed of automatically by the Plan Adminstrator to pay fees on the reporting person's 401(k) account. The information in this report is based on a Plan Statement dated September 30, 2011.