Filing Details
- Accession Number:
- 0001209191-12-011828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 17:58:49
- Reporting Period:
- 2012-02-17
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 17:58:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059240 | Richard J. Kushel | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2012-02-17 | 10,000 | $37.36 | 140,692 | No | 4 | M | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2012-02-17 | 10,000 | $195.93 | 130,692 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2012-02-17 | 10,000 | $0.00 | 10,000 | $37.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,000 | 2006-12-31 | 2012-10-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | 45,000 | Indirect | By The Kushel Family 2011 Dynasty Trust |
Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
Shares Of Common Stock (Par Value $0.01 Per Share) | 1,000 | Indirect | By Family Trust |
Footnotes
- Includes (i) 1,257 shares of Restricted Stock vesting on 1/31/13, (ii) 5,198 shares of Restricted Stock vesting in equal installments on 1/31/13 and 1/31/14, (iii) 11,227 shares of Restricted Stock vesting on 1/31/14, (iv) 5,647 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (v) 19,660 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $195.79 to $196.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.