Filing Details
- Accession Number:
- 0001354488-12-000797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 17:31:26
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 17:31:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054274 | Alliqua Inc. | ALQA.OB | Surgical & Medical Instruments & Apparatus (3841) | 582349413 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 905011 | M Michael Goldberg | 850 Third Avenue Suite 1801 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-16 | 2,000,000 | $0.00 | 2,250,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-02-16 | 1,000,000 | $0.00 | 1,000,000 | $0.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,250,000 | 2012-02-16 | 2017-02-16 | No | 4 | P | Direct |
Footnotes
- Dr. Goldstein purchased, as part of a private placement transaction on February 16, 2012, 2,000,000 units at a price per unit of $0.05, with each unit consisting of 1 share of common stock and a warrant to purchase 0.5 of a share of common stock
Billionaire Hedge Funds
