Filing Details

Accession Number:
0001246360-12-001095
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 17:15:16
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 17:15:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407695 J Antonio Pietri Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Evp, Field Operations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-16 3,781 $6.57 168,367 No 4 M Direct
Common Stock Acquisiton 2012-02-16 18,213 $6.57 186,580 No 4 M Direct
Common Stock Disposition 2012-02-16 21,994 $21.61 164,586 No 4 S Direct
Common Stock Disposition 2012-02-16 20,000 $21.64 144,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-16 3,781 $0.00 3,781 $6.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-16 18,213 $0.00 18,213 $6.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-14 No 4 M Direct
0 2014-10-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 270 Indirect By IRA
Common Stock 1,068 Indirect Held by spouse by IRA
Footnotes
  1. The option, representing a right to purchase a total of 3,781 shares, became exercisable in 2 installments of 1,622 shares on December 31, 2005 and December 31, 2006, and an installment of 537 shares on December 31, 2007.
  2. The option, representing a right to purchase a total of 46,219 shares, became exercisable in 13 installments of 3,125 shares on December, 31, 2004, March 31, 2005, June 30, 2005, September 30, 2005, March 31, 2006, June 30, 2006, September 30, 2006, March 31, 2007, June 30, 2007, September 30, 2007, March 31, 2008, June 30, 2008 and September 30, 2008; in installments of 1,503 shares on December 31, 2005 and December 31, 2006; and in an installment of 2,588 shares on December 31, 2007. The option was exercised as to 28,006 shares on May 11, 2007.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.503 to $21.8353, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $21.84, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.