Filing Details
- Accession Number:
- 0001246360-12-001095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 17:15:16
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 17:15:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407695 | J Antonio Pietri | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Evp, Field Operations | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-16 | 3,781 | $6.57 | 168,367 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-16 | 18,213 | $6.57 | 186,580 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-16 | 21,994 | $21.61 | 164,586 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 20,000 | $21.64 | 144,586 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-16 | 3,781 | $0.00 | 3,781 | $6.57 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-16 | 18,213 | $0.00 | 18,213 | $6.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-14 | No | 4 | M | Direct | |
0 | 2014-10-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 270 | Indirect | By IRA |
Common Stock | 1,068 | Indirect | Held by spouse by IRA |
Footnotes
- The option, representing a right to purchase a total of 3,781 shares, became exercisable in 2 installments of 1,622 shares on December 31, 2005 and December 31, 2006, and an installment of 537 shares on December 31, 2007.
- The option, representing a right to purchase a total of 46,219 shares, became exercisable in 13 installments of 3,125 shares on December, 31, 2004, March 31, 2005, June 30, 2005, September 30, 2005, March 31, 2006, June 30, 2006, September 30, 2006, March 31, 2007, June 30, 2007, September 30, 2007, March 31, 2008, June 30, 2008 and September 30, 2008; in installments of 1,503 shares on December 31, 2005 and December 31, 2006; and in an installment of 2,588 shares on December 31, 2007. The option was exercised as to 28,006 shares on May 11, 2007.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.503 to $21.8353, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $21.84, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.