Filing Details
- Accession Number:
- 0001181431-12-010507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 17:08:36
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 17:08:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171298 | Solta Medical Inc | SLTM | Electromedical & Electrotherapeutic Apparatus (3845) | 680373593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1473581 | C Jeffrey Nardoci | C/O Solta Medical 25881 Industrial Blvd. Hayward CA 94545 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-16 | 4,036 | $1.91 | 119,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-16 | 4,036 | $3.00 | 115,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-17 | 18,881 | $1.91 | 134,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-17 | 18,881 | $3.00 | 115,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-16 | 4,036 | $0.00 | 4,036 | $1.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-02-17 | 18,881 | $0.00 | 18,881 | $1.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,966 | 2020-02-08 | No | 4 | M | Direct | |
| 52,085 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- The option becomes exercisable as follows: 1/48 on March 31, 2010 and 1/48 on the last day of each full calendar month thereafter.
Billionaire Hedge Funds
