Filing Details

Accession Number:
0001382963-12-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 17:04:07
Reporting Period:
2012-02-16
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 17:04:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403853 Heckmann Corp HEK Oil & Gas Field Services, Nec (1389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904781 J Richard Heckmann C/O Heckmann Corporation
300 Cherrington Parkway, Suite 200
Coraopolis PA 15108
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2012-02-16 75,000 $5.10 12,054,736 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 181,500 Direct
Common Stock, Par Value $0.001 4,500 Indirect See footnote
Common Stock, Par Value $0.001 4,500 Indirect See footnote
Common Stock, Par Value $0.001 29,000 Indirect See footnote
Footnotes
  1. Sale was made pursuant to a Rule 10b5-1 trading plan adoped by the Reporting Person on November 15, 2011.
  2. All shares are directly owned by Heckmann Acquisition, LLC, of which Heckmann Enterprises, Inc. is the sole member. The Reporting Person is the sole shareholder of Heckmann Enterprises, Inc. The Reporting Person disclaims beneficial ownership of the shares of the Issuer owned by Heckman Acquisition, LLC except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or any other purpose.
  3. Shares held of record by children who reside with the Reporting Person.
  4. Shares held of record by Wendy Hope Heckmann, wife of the Reporting Person and shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.