Filing Details

Accession Number:
0000720672-12-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-21 16:51:31
Reporting Period:
2012-02-17
Filing Date:
2012-02-21
Accepted Time:
2012-02-21 16:51:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392580 A Ben Plotkin 225 Regatta Drive
Jupiter FL 33477
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-17 13,000 $39.13 178,951 No 4 S Direct
Common Stock Disposition 2012-02-17 10,000 $39.68 168,951 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 57,595 57,595 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
57,595 57,595 Direct
Footnotes
  1. Units vest 100% five years from the grant date.
  2. No expiration date for these Units.