Filing Details
- Accession Number:
- 0001207199-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 16:04:20
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 16:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207199 | G Raymond Fuerschbach | 288 Union Street Rockland MA 02370 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-02-16 | 1,287 | $27.83 | 18,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 800 | $27.84 | 18,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 400 | $27.87 | 17,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 300 | $27.91 | 17,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 200 | $27.94 | 17,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 100 | $27.99 | 17,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 500 | $28.00 | 16,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-16 | 213 | $28.02 | 16,476 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-02-16 | 3,800 | $0.00 | 20,276 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-02-17 | 151 | $28.28 | 20,125 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-02-17 | 2,695 | $23.47 | 22,820 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-02-17 | 1,105 | $23.47 | 23,925 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | ISO - Stock Option (Right to Buy) | Disposition | 2012-02-17 | 2,695 | $23.47 | 2,695 | $23.47 |
Common Stock | NQ - Stock Option (Right to Buy) | Disposition | 2012-02-20 | 1,105 | $23.47 | 1,105 | $23.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,695 | 2005-01-02 | 2012-12-19 | No | 4 | M | Direct |
1,105 | 2003-06-20 | 2012-12-19 | No | 4 | M | Direct |
Footnotes
- Independent Bank Corp. awarded restricted stock to reporting person.
- Price stated is the FMV as of February 17, 2012. FMV is calculated in accordance with the terms of the Restricted Stock Agreement.
- Total holdings also reflects the transfer of Independent Bank Corp. [Common Stock] pursuant to a domestic relations order, which transfer was exempt pursuant to Rule 16a-12 since the last Form 4 filing (5/11).
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 826 shares became exercisable on 6/20/03, 2,031 shares became exercisable on 1/2/04, and the remaining 2,533 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 1,708 shares became exercisable on 6/20/03 and the remaining 502 shares became exercisable on 1/2/04, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.