Filing Details
- Accession Number:
- 0000091142-12-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-21 12:41:17
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-21
- Accepted Time:
- 2012-02-21 12:41:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236625 | M Bruce Smith | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-16 | 2,990 | $46.00 | 16,941 | No | 4 | S | Indirect | In trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | In trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,973 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 0 | 20,823 | Direct | ||
| Common Stock | Class A Common Stock | $0.00 | 0 | 118,891 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 20,823 | Direct | |
| 0 | 118,891 | Indirect |
Footnotes
- Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
- The reporting person beneficially owns these shares as settlor of a revocable family trust.
- The Plan permits the participant/receipient to defer receipt of the award, and Mr. Smith has made a deferral.
- The Phantom Stock receives a quarterly dividend. The total amount of the dividends received was 73 shares of Phantom Stock.
- 1 for 1
- Convertible at any time
- None
Billionaire Hedge Funds
