Filing Details
- Accession Number:
- 0001181431-12-010041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-17 18:11:46
- Reporting Period:
- 2012-02-16
- Filing Date:
- 2012-02-17
- Accepted Time:
- 2012-02-17 18:11:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186370 | P Stephen Kaufman | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-16 | 10,000 | $37.05 | 26,224 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2012-02-16 | 10,000 | $50.59 | 16,224 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-02-16 | 5,000 | $0.00 | 5,000 | $37.05 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-02-16 | 5,000 | $0.00 | 5,000 | $37.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-11-08 | No | 4 | M | Direct | |
0 | 2012-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 2,539 | Direct |
Footnotes
- By the Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is the trustee.
- This transaction was executed in multiple trades at prices ranging from $50.285 to $50.80. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Represents one of two stock options granted on November 8, 2002, each granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. Each such option was immediately exercisable for all of the underlying shares on the date of grant.